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Shawn Robert Cowls

Hornor, Townsend & Kent, LLC

New York, NY

CRD 4842230

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Horsham PA 08/2004 Present
Hornor, Townsend & Kent, Inc. Horsham PA 08/2004 Present
  • 08/2004 → Present
    Penn Mutual
    Horsham, PA
  • 08/2004 → Present
    Hornor, Townsend & Kent, Inc.
    Horsham, PA
Other Businesses

1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 2 PARK AVENUE, STE. 300, NEW YORK, NY 10016 | START DATE: 04/20/2012 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: : INSURANCE SALES AND SERVICES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) FUND FOR REUNION INC. INVESTMENT REVIEW | INVESTMENT RELATED: YES | DBA NAME: | POSITION HELD: OTHER-BOARD MEMBER | ADDRESS: 226 E 27TH ST APT 1A, NEW YORK NY 10016 | START DATE: 2014-09-07 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION- | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: REVIEW PORTFOLIO AND MAKE GENERAL RECOMMENDATIONS FOR REBALANCING. 3) COOPERATIVE BOARD VICE PRESIDENT 22627 OWNERS CORP | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: VICE PRESIDENT | ADDRESS: 226 E 27TH ST APT 1A NEW YORK, NY 10016 | START DATE: 7/21/2020 | NATURE OF ACTIVITY: COMMUNITY GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SERVING AS VICE PRESIDENT OF MY APARTMENT BUILDING'S BOARD OF DIRECTORS. AS VP, IT IS MY RESPONSIBILITY TO BE BACK UP, WHEN THE PRESIDENT IS UNAVAILABLE. AS BOARD MEMBER, ACTING AS PART OF THE REVIEW OF BUILDING MATTERS. WE MEET 3 TO 4 TIMES PER YEAR TO DISCUSS BUILDING MATTERS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-09-09
  • S63 Uniform Securities Agent State Law Examination
    2004-09-09

View on SEC IAPD

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