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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-20 |
| PA | RA | APPROVED | 2009-03-05 |
Branch Locations
861 West Baltimore Pike, West Grove, PA 19390 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | West Grove | PA | 02/2009 | Present |
| Raymond James Financial Services Advisors Inc. | West Grove | PA | 03/2009 | Present |
| Fulton Bank | West Grove | PA | 02/2018 | Present |
(1)Name of Business: Dubuque Fighting Saints Address: 100 Graterford Rd, Schwenksville, PA, 19473, United States Activity Type: Part-Time Activity/Employment Position/Title: Consulting Investment Related: No Start Date: 09/01/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will be working as a scout on the East coast of the US for the Dubuque USHL hockey team. (2)Name of Business: Fulton Financial Advisors Address: 861 West Baltimore Pike , West Grove , PA, 19390, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment sales and services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-03 |
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