Paula Christine Hardy

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Golds Gym
  Thousand Oaks, CA
• 05/2008 → Present
  Wells Fargo Bank
  Thousand Oaks/Simi Valley, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Thousand Oaks, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Thousand Oaks, CA

Previous Registrations

• 2007-05-07 → 2011-01-03
  Wells Fargo Investments, Llc
  Simi Valley, CA
  Thousand Oaks, CA
  Westlake Village, CA

Other Businesses

LAGREE FITNESS CERTIFIED TRAINING FACILITY, NOT INVT RELATED, NEWBURY PARK, CA, FITNESS TRAINER, START DATE 6/10/2021, 12 HRS PER MONTH, 0 HRS DURING TRADING, TRAINER. RENTAL PROPERTY; INV. RELATED; NEWBURY PARK,CA; 100% OWNERSHIP; START DATE 09/20/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-09
• S63 Uniform Securities Agent State Law Examination
  2004-11-13

Other Names

• Paula Christine Hardy
• Paula Christine Busuttil
• Paula Roth
• Paula Christine Roth
• Paula Christine Roth