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Amy Elizabeth Johnson

Truist Advisory Services, Inc.

Cumming, GA

CRD 4842005

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-01-24
  • GA RA
    APPROVED
    Since 2019-01-24

Branch Locations

1170 Buford Rd, Cumming, GA 30041 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Atlanta GA 09/2014 09/2016
Various Insurance Carriers For W&R Insurance Agencies Johns Creek GA 09/2014 09/2016
Pruco Securities Llc Atlanta GA 04/2017 01/2019
The Prudential Insurance Company Of America Atlanta GA 04/2017 01/2019
Unemployed Johns Creek GA 09/2016 04/2017
Suntrust Investment Services Inc Atlanta GA 01/2019 Present
Suntrust Bank Canton GA 01/2019 Present
Suntrust Advisory Services, Inc Atlanta GA 01/2019 Present
  • 09/2014 → 09/2016
    Waddell & Reed, Inc.
    Atlanta, GA
  • 09/2014 → 09/2016
    Various Insurance Carriers For W&R Insurance Agencies
    Johns Creek, GA
  • 04/2017 → 01/2019
    Atlanta, GA
  • 04/2017 → 01/2019
    The Prudential Insurance Company Of America
    Atlanta, GA
  • 09/2016 → 04/2017
    Unemployed
    Johns Creek, GA
  • 01/2019 → Present
    Suntrust Investment Services Inc
    Atlanta, GA
  • 01/2019 → Present
    Suntrust Bank
    Canton, GA
  • 01/2019 → Present
    Suntrust Advisory Services, Inc
    Atlanta, GA
Previous Registrations
  • 2017-05-02 → 2019-01-09
    Atlanta, GA
  • 2014-09-11 → 2016-09-15
    Waddell & Reed
    Alpharetta, GA
    Atlanta, GA
  • 2012-10-01 → 2014-06-23
    Winter Haven, FL
    Winter Haven, FL
    Palm Harbor, FL
    Riverview, FL
    Lutz, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    New Port Richey, FL
    New Port Richey, FL
    Holiday, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Riverview, FL
    Valrico, FL
    Brandon, FL
    Valrico, FL
    Brandon, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Brooksville, FL
    Port Richey, FL
    Spring Hill, FL
    Lutz, FL
    Tampa, FL
    Lutz, FL
    Wesley Chapel, FL
    Tampa, FL
    Tampa, FL
    Alpharetta, GA
    Atlanta, GA
  • 2008-11-20 → 2012-10-01
    Chase Investment Services Corp.
    Tampa, FL
    Wesley Chapel, FL
    Land O Lakes, FL
    Tampa, FL
    Lutz, FL
    Spring Hill, FL
    New Port Richey, FL
    Brooksville, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Brandon, FL
    Valrico, FL
    Brandon, FL
    Valrico, FL
    Riverview, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Holiday, FL
    New Port Richey, FL
    New Port Richey, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Riverview, FL
    Palm Harbor, FL
    Greenville, OH
    Cumming, GA
    Roswell, GA
    Phillipsburg, OH
    Suwanee, GA
    Marietta, GA
    Dunwoody, GA
    Cummings, GA
    Alpharetta, GA
    Johns Creek, GA
    Roswell, GA
    Chicago, IL
    Roswell, GA
    Marietta, GA
    Alpharetta, GA
    Alpharetta, GA
    Marietta, GA
    Canton, GA
    Roswell, GA
    Flowery Branch, GA
    Tampa, FL
    Wesley Chapel, FL
    Land O Lakes, FL
    Tampa, FL
    Tampa, FL
    Lakeland, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Brandon, FL
    Valrico, FL
    Brandon, FL
    Valrico, FL
    Riverview, FL
    Spring Hill, FL
    New Port Richey, FL
    Brooksville, FL
    Holiday, FL
    New Port Richey, FL
    New Port Richey, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Lakeland, FL
    Lakeland, FL
    Lutz, FL
    Lakeland, FL
    Winter Haven, FL
    Winter Haven, FL
    Roswell, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-18
S63 Uniform Securities Agent State Law Examination 2006-12-28
  • S66 Uniform Combined State Law Examination
    2008-11-18
  • S63 Uniform Securities Agent State Law Examination
    2006-12-28
Other Names
  • Amy Johnson
  • Amy E Johnson
  • Amy Derickson

View on SEC IAPD

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