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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-15
  • NJ RA
    APPROVED
    Since 2024-11-15

Branch Locations

37 Dumont Rd., Far Hills, NJ 07931 • United States

419 State Route 71, Spring Lake Heights, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Securities, Inc. Lincroft NJ 08/2004 05/2018
Associated Financial Planners Manasquan NJ 05/2001 Present
The Investment Center Inc Spring Lake Heights NJ 05/2018 11/2024
Ic Advisory Services Inc Manasquan NJ 05/2018 11/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2024 Present
  • 08/2004 → 05/2018
    Tfs Securities, Inc.
    Lincroft, NJ
  • 05/2001 → Present
    Associated Financial Planners
    Manasquan, NJ
  • 05/2018 → 11/2024
    The Investment Center Inc
    Spring Lake Heights, NJ
  • 05/2018 → 11/2024
    Ic Advisory Services Inc
    Manasquan, NJ
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2018-05-02 → 2024-11-19
    Ic Advisory Services, Inc.
    Spring Lake Heights, NJ
    Bedminster, NJ
  • 2007-05-22 → 2018-05-16
    World Investments, Llc
    Spring Lake Heights, NJ
    Manasquan, NJ
    Lincroft, NJ
Other Businesses

1. SCOTT BRADY - ASSOCIATED FINANCIAL PLANNERS, LLC, 419 State Route 71, Spring Lake Heights NJ 07762, United States, 11/15/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO - 10/Trading 2. CARMIE BRADY FOUNDATION, INC, PO Box 91, Manasquan NJ 08736, United States, 11/15/2024, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5/MO - 0/Trading 3. SCOTT BRADY, 419 State Route 71, Spring Lake Heights NJ 07762, United States, 11/15/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO - 5/Trading 4. SRB PROPERTIES, LLC, 419 State Route 71, Spring Lake Heights NJ 07762, United States, 11/15/2024, Owner, Real Estate, NIR, 2/MO - 0/Trading 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 11/2024

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-09-15
  • S63 Uniform Securities Agent State Law Examination
    2004-09-15
Designations

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