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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-05
  • NY RA
    APPROVED
    Since 2024-03-05

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

549 Broadway 2Nd Floor, Massapequa, NY 11758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Massapequa NY 02/2004 Present
Private Advisor Group, Llc Morristown NJ 01/2024 Present
Other Businesses

1. 1/26/2004 - TAX PREPARATION - PREPARE PERSONAL AND SMALL BUSINESS INCOME TAX RETURNS. - MASSAPEQUA, NY. 2. 2/5/2004 - STOLA & ASSOCIATES, CORP. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 3/28/2011 - TAX PREP/ACCOUNTING/BOOKKEEPING - STOLA & ASSOCIATES, CORP. - INDIVIDUAL AND SMALL COMPANY TAX PREPERATION. - TIME SPENT 20%. 4) 01/02/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date - 12/03/2024 - 160 Hrs/Mth - 96 Hrs During Trading.I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 03/31/2025 - PAG Growth Partners / Stola & Associates Holdings, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:03/01/2025 - 5 Hrs/Mth - 5 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2000-06-02
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2000-06-02

View on SEC IAPD

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