Sean Joseph Florentin

Orion Investment Co

CRD 4841703

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Employer firm

Orion Investment Co CRD 110867

$515M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Orion Investment Co

7800 Forsyth Blvd. Suite 820, St Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-16
GA	RA	APPROVED	2022-01-28
AL	RA	APPROVED	2021-12-10
IL	RA	APPROVED	2021-12-10
MO	RA	APPROVED	2021-12-10
TX	RA	APPROVED	2021-12-10

FL RA
APPROVED

Since 2022-03-16
GA RA
APPROVED

Since 2022-01-28
AL RA
APPROVED

Since 2021-12-10
IL RA
APPROVED

Since 2021-12-10
MO RA
APPROVED

Since 2021-12-10
TX RA
APPROVED

Since 2021-12-10

Branch Locations

7800 Forsyth Blvd. Suite 820, St Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Orion Investment Company	St. Louis	MO	10/2021	Present
Leave	Chesterfield	MO	09/2021	09/2021
Lazard Asset Managment	New York	NY	04/2014	08/2021

10/2021 → Present

Orion Investment Company

St. Louis, MO
09/2021 → 09/2021

Leave

Chesterfield, MO
04/2014 → 08/2021

Lazard Asset Managment

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-10

S66 Uniform Combined State Law Examination

2021-12-10

View on SEC IAPD

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