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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2013-03-06
NJ RA APPROVED 2012-11-28
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2013-03-06
  • NJ RA
    APPROVED
    Since 2012-11-28

Branch Locations

Goldens Bridge, NY • United States

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. White Plains NY 11/2012 Present
Previous Registrations
Other Businesses

Greene County Properties LLC / Partnership / to invest into the construction of houses with the intent to sell for a profit / Partner / my brother in law (family member) and myself will be investing in the construction of homes in the Catskill, NY region with the intent to sell for a profit.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
  • S66 Uniform Combined State Law Examination
    2005-08-18

View on SEC IAPD

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