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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-11 |
| CT | RA | APPROVED | 2024-02-06 |
| NY | RA | APPROVED | 2024-02-05 |
| TX | RA | APPROVED | 2024-02-05 |
Branch Locations
121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States
Sping, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc | Houston | TX | 08/2014 | 04/2017 |
| The Prudential Insurance Company Of America | Houston | TX | 04/2017 | 03/2020 |
| Pruco Securities, Llc | Houston | TX | 04/2017 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 03/2020 | 01/2024 |
| Bank Of America N.A. | Austin | TX | 06/2020 | 01/2024 |
| Voya Financial | Windsor | CT | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-28 |
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