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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-16 |
| IN | RA | APPROVED | 2020-01-03 |
Branch Locations
600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 11/2016 | 01/2020 |
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 01/2020 | Present |
1. Helpss Realty LLC; 13658 Smokey Ridge Place, Carmel, IN 46033; Home purchase possible rental; Owner; 04/14/2021; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-22 |
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