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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-02-28 |
Branch Locations
3309 Jaeckle Dr, Wilmington, NC 28403 • United States
Oak Ridge, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ups Store | Shallotte | NC | 12/2014 | 01/2020 |
| Thrivent Investment Management Inc | Wilmington | NC | 01/2020 | Present |
| Thrivent Financial | Appleton | WI | 01/2020 | 06/2020 |
| Thrivent Financial | Appleton | WI | 06/2020 | Present |
LITTLEJOHN FAMILY ENTERPRISE, INC. POSITION: Owner / President NATURE: UPS Store franchise. Purchased may 2015. Shipping , printing and business services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2015 ADDRESS: 120-5 Shallotte Crossing, Shallotte NC 28470, United States DESCRIPTION: owner, oversight of operations. Store has an on sight manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-11 |
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