David B Chase

Current Employers

Castlewood Financial Advisors, Llc

Danville, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Castlewood Financial Advisors	Alama	CA	12/2008	Present
Amtrak	Oakland	CA	05/2014	05/2017
Central Garden And Pet	Walnut Creek	CA	05/2017	05/2022
Lucy Pet Foods, Llc	Irwindale	CA	05/2022	Present

12/2008 → Present

Castlewood Financial Advisors

Alama, CA
05/2014 → 05/2017

Amtrak

Oakland, CA
05/2017 → 05/2022

Central Garden And Pet

Walnut Creek, CA
05/2022 → Present

Lucy Pet Foods, Llc

Irwindale, CA

Previous Registrations

2005-03-14 → 2009-01-28

Lpl Financial Llc

Vacaville, CA

Alamo, CA

Other Businesses

Sr. Director, Planning, Amtrak Non investment related, corporate budgeting and analysis 530 Water St. Oakland, CA 94607 Start Date: 5/18/15 Hours during trading: 4 Hours/month during trading times: 80

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-12

S66 Uniform Combined State Law Examination

2005-03-12

Other Names

David B.% Chase

View on SEC IAPD