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Paul Simmons

Stifel, Nicolaus & Company, Incorporated

Auburn, AL

CRD 4840871

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-25
GA RA APPROVED 2014-03-03
AL RA APPROVED 2014-02-28
  • TX RA
    APPROVED_RES
    Since 2022-04-25
  • GA RA
    APPROVED
    Since 2014-03-03
  • AL RA
    APPROVED
    Since 2014-02-28

Branch Locations

2607 East Glenn Avenue, Auburn, AL 36830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Montgomery AL 02/2014 Present
  • 02/2014 → Present
    Stifel Nicolaus & Co Inc
    Montgomery, AL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-17
S63 Uniform Securities Agent State Law Examination 2004-10-20
  • S65 Uniform Investment Adviser Law Examination
    2006-05-17
  • S63 Uniform Securities Agent State Law Examination
    2004-10-20
Other Names
  • Paul Jefferson Simmons Ii

View on SEC IAPD

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Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Auburn, AL
COLLECTIVE CAPITAL VENTURES · AUBURN, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, AL

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