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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fremont Bank | Fremont | CA | 06/2026 | Present |
| Lpl Financial Llc | Fremont | CA | 06/2026 | Present |
| Bancwest Investment Services | Torrance | CA | 10/2014 | 07/2023 |
| Bmo Bank Na | Torrance | CA | 10/2014 | 05/2026 |
| Lpl Financial Llc | Los Gatos | CA | 07/2023 | 05/2026 |
1. 06/2026 - No Business Name - Real Estate Rental - Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – San Jose, CA, 95133 – OBA Start Date: 06/01/2023 2. 06/2026 - No Business Name - Real Estate Rental - Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – San Jose, CA, 95133 – OBA Start Date: 05/01/2013 3. Investment products and services are offered through LPL Financial LLC using the DBA/trade name FB Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 06/2026 4. 06/2026 - Fremont Bank - Financial Institution Duty - Inv Related – 173 Hour(s)/Month – 100 Hour(s) During Trading – Fremont, CA, 94538 – OBA Start Date: 06/02/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-05 |
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