Jeffrey Scott Pirkl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 07/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 06/2012 → 07/2023
  Spc
  Ann Arbor, MI
• 07/2023 → Present
  Lpl Financial Llc
  Lubbock, TX

Previous Registrations

• 2012-06-01 → 2023-07-26
  Spc
  Ann Arbor, MI
  Lubbock, TX
  Lubbock, TX
• 2009-03-06 → 2012-06-04
  Mml Investors Services, Llc
  Lubbock, TX
• 2008-10-01 → 2009-03-05
  Northwestern Mutual Investment Services, Llc
  Lubbock, TX
• 2006-09-22 → 2008-06-17
  Ameriprise Advisor Services, Inc.
  Irving, TX
  Richardson, TX
• 2004-10-21 → 2006-09-26
  A. G. Edwards & Sons, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

1) 07/2023 - Upstream Investment Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 07/2023 - N2 Publishing / Business Owner / Not Inv. Related / Lubbock, TX - Start date 4/1/2017 - 10 Hrs per month 3)07/2023 - Spectacles, LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Lubbock, TX - Start date 10/01/1990 4) 07/2023 - Referee / Outside/W-2 Employment / Not Inv. Related / Lubbock, TX - Start date 12/18/2021 - 12 Hrs per month

Exams

• S66 Uniform Combined State Law Examination
  2004-10-20