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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rutgers University | Newark | NJ | 09/2016 | Present |
| Franklin Township | Franklin | NJ | 09/2006 | 09/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Coastal Carolina University | Conway | SC | 08/2023 | Present |
| Unc Wilmington | Wilmington | NC | 08/2024 | Present |
1.NAME OF OTHER BUSINESS: RUTGERS UNIVERSITY INVESTMENT RELATED: NO ADDRESS: 1 WASHINGTON PARK NEWARK NJ 07102 NATURE OF BUSINESS: UNIVERSITY START DATE: 9/2016 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: ASSISTANT PROFESSOR OF PROFESSIONAL PRACTICE BRIEF DESCRIPTION OF DUTIES: TEACHING VARIOUS FINANCE CLASSES; 2. NAME OF OTHER BUSINESS: COASTAL CAROLINA UNIVERSITY; INVESTMENT RELATED: NO; ADDRESS: 100 CHANTICLEER DR E, CONWAY, SC 29528; NATURE OF BUSINESS: UNIVERSITY; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: LECTURER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: TEACHING INTRODUCTION FINANCE COURSES; 3.NAME OF OTHER BUSINESS: UNC WILMINGTON INVESTMENT RELATED: NO; ADDRESS: 6-1 S COLLEGE ROAD WILMINGTON, NC 28403; NATURE OF BUSINESS: TEACHING; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP ADJUNCT PROFESSOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: TEACHING A FINANCE COURSE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-26 |
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