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Jeffrey David Dunn

LPl Financial LLC

Fort Collins, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-01
CO RA APPROVED 2018-09-28
  • TX RA
    APPROVED_RES
    Since 2018-10-01
  • CO RA
    APPROVED
    Since 2018-09-28

Branch Locations

420 S Howes St Ste B200, Fort Collins, CO 80521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Ft. Collins CO 08/2004 09/2018
Raymond James Financial Services Advisors Ft Collins CO 01/2009 09/2018
Dunn Investment Group, Inc. Ft. Collins CO 01/2008 Present
Lpl Financial, Llc Fort Collins CO 09/2018 Present
  • 08/2004 → 09/2018
    Raymond James Financial Services
    Ft. Collins, CO
  • 01/2009 → 09/2018
    Raymond James Financial Services Advisors
    Ft Collins, CO
  • 01/2008 → Present
    Dunn Investment Group, Inc.
    Ft. Collins, CO
  • 09/2018 → Present
    Fort Collins, CO
Previous Registrations
Other Businesses

1. 9/28/2018 - DUNN INVESTMENT GROUP, INC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/12/2007 - 1 Hour Per Month. 2. 9/28/2018 - DUNN WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business - Started 09/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 9/28/2018 - DUNN PROPERTIES, LLC - Investment Related - 420 S. HOWES STREET, SUITE B200; FT COLLINS, CO 80521 - Real Estate Rental - MEMBER - Started 08/2015 - 10 Hours Per Month - BOOKS AND MAINTENANCE. 4. 10/28/2021 - Poudre School District-RMHS - Not Investment Related - 1300 W Swallow Rd, Fort Collins, CO 80526 - Outside/W-2 Employment - Assistant Wrestling Coach - Start Date: 11/08/2021 - 40 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-01
S63 Uniform Securities Agent State Law Examination 2004-11-29
  • S66 Uniform Combined State Law Examination
    2009-07-01
  • S63 Uniform Securities Agent State Law Examination
    2004-11-29

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