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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-01 |
| CO | RA | APPROVED | 2018-09-28 |
Branch Locations
420 S Howes St Ste B200, Fort Collins, CO 80521 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Ft. Collins | CO | 08/2004 | 09/2018 |
| Raymond James Financial Services Advisors | Ft Collins | CO | 01/2009 | 09/2018 |
| Dunn Investment Group, Inc. | Ft. Collins | CO | 01/2008 | Present |
| Lpl Financial, Llc | Fort Collins | CO | 09/2018 | Present |
1. 9/28/2018 - DUNN INVESTMENT GROUP, INC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/12/2007 - 1 Hour Per Month. 2. 9/28/2018 - DUNN WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business - Started 09/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 9/28/2018 - DUNN PROPERTIES, LLC - Investment Related - 420 S. HOWES STREET, SUITE B200; FT COLLINS, CO 80521 - Real Estate Rental - MEMBER - Started 08/2015 - 10 Hours Per Month - BOOKS AND MAINTENANCE. 4. 10/28/2021 - Poudre School District-RMHS - Not Investment Related - 1300 W Swallow Rd, Fort Collins, CO 80526 - Outside/W-2 Employment - Assistant Wrestling Coach - Start Date: 11/08/2021 - 40 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-29 |
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