Ankit M Shah

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 12/2021
  Benjamin Wong & Associates
  Pleasanton, CA
• 08/2014 → 12/2021
  Commonwealth Financial Network
  San Diego, CA
• 12/2021 → Present
  Mariner Wealth Advisors
  Pleasanton, CA
• 12/2021 → Present
  Msec, Llc
  Pleasanton, CA

Previous Registrations

• 2014-08-12 → 2022-01-04
  Commonwealth Financial Network
  Pleasanton, CA
• 2012-12-04 → 2014-08-15
  Financial Telesis Inc
  San Rafael, CA
  Walnut Creek, CA
• 2004-10-29 → 2010-12-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntsville, AL
  Huntsville, AL

Other Businesses

Fixed insurance sales conducted under 'Ankit Shah'. Investment related. Conducted from branch location. MSEC, LLC; Registered Representative

Exams

• S66 Uniform Combined State Law Examination
  2004-10-28

Designations

• Certified Financial Planner