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Current Employers
The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-08
  • NY RA
    APPROVED
    Since 2021-09-08

Branch Locations

1 Huntington Quadrangle Ste 3N10, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Melville NY 11/2011 Present
The Pinnacle Financial Group Melville NY 05/2013 Present
Other Businesses

1. 10/12/2011 - HEALTH INSURANCE SALES/ SALE OF NON-VARIABLE INSURANCE/ 1%/ ROCKVILLE CENTRE, NY 2. 10/26/2011 - MARIO MOLINO AND ASSOCIATES/ DBA ONLY/ ROCKVILLE CENTRE, NY 3. 05/22/2013 - THE PINNACLE FINANCIAL GROUP - REGISTERED INVESTMENT ADVISOR - (HYBRID) THE PINNACLE FINANCIAL GROUP - (HYBRID) FINANCIAL ADVISOR. FEE BASED - 50% OF TIME SPENT - ROCKVILLE CENTRE, NY 4. 2/11/2020 - Lily Pad Realty holdings - Not Investment Related - Home Based - Other-Property management - Started 01/07/2020 - 1 Hour Per Month/0 Hours During Securities Trading - 50/50 owner with parent. Role is to pay the bills associated with the boat slips in the LLC. 5. 3/18/2020 - Current Wireless Solutions LLC - Not Investment Related - 86 Kean St West Babylon NY 11704 - Outside/W-2 Employment - Started 10/01/2019 - 30 Hours Per Month/0 Hours During Securities Trading - Benefits administrator and business development. 6. 02/07/2022 - Current Energy Solutions LLC - Not Investment Related - 86 Kean street West Babylon NY 11704 - Outside/W-2 Employment - Start Date: 06/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Business administrator and business development. 7. 07/05/2024 - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/20/2024 - 5 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-28
  • S66 Uniform Combined State Law Examination
    2005-07-28

View on SEC IAPD

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