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Timothy Lee Duellman

Principal Asset Management

Minneapolis, MN

CRD 4839663

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Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-02
  • MN RA
    APPROVED
    Since 2022-02-02

Branch Locations

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distibutor, Inc Des Moines IA 11/2010 Present
Principal Asset Management Des Moines IA 02/2022 Present
  • 11/2010 → Present
    Principal Funds Distibutor, Inc
    Des Moines, IA
  • 02/2022 → Present
    Principal Asset Management
    Des Moines, IA
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-14
S63 Uniform Securities Agent State Law Examination 2004-11-04
  • S66 Uniform Combined State Law Examination
    2022-01-14
  • S63 Uniform Securities Agent State Law Examination
    2004-11-04

View on SEC IAPD

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