Carrie Lynn Anton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 06/2023
  Royal Alliance Associates
  Minneapolis, MN
• 02/2014 → 03/2024
  Focus Financial Network Inc
  Minneapolis, MN
• 06/2023 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN

Previous Registrations

• 2024-03-01 → 2026-01-29
  Osaic Wealth, Inc.
  Minneapolis, MN
  Forest Lake, MN
  Forest Lake, MN
• 2014-02-28 → 2024-03-01
  Focus Financial
  Minneapolis, MN
• 2013-11-14 → 2013-12-05
  Berthel, Fisher & Company Financial Services, Inc.
  Minneapolis, MN

Other Businesses

TRUE LEGACY CAPITAL POSITION: Operations Manager & Client Care Specialist NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/06/2026 ADDRESS: 2 Community Road, Belvedere CA 94920, United States DESCRIPTION: Client services: Contributions and distributions, account opening and maintenance. Scheduling meetings. Meeting prep. Account inquiries, death claim processing, trading, and answering phones and emails.

Exams

• S66 Uniform Combined State Law Examination
  2012-08-24
• S63 Uniform Securities Agent State Law Examination
  2004-12-03

Other Names

• Carrie Lynn Olson