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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| FL | RA | APPROVED | 2022-05-26 |
Branch Locations
2255 Glades Road Suite 324A, Boca Raton, FL 33431 • United States
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Jericho | NY | 01/2005 | 05/2022 |
| Commonwealth Financial Network | Waltham | MA | 05/2022 | Present |
1. Fixed insurance sales; as of 05/18/2022; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Lealata Private Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 04/11/2022; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-14 |
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