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Frisco, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-17 |
| TX | RA | APPROVED | 2026-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barrow Hanley Global Investors | Dallas | TX | 10/2013 | 01/2026 |
| Beacon Ridge Advisors Llc | Frisco | TX | 02/2026 | Present |
1) Thera Capital; Not investment-related; Same address; Doing Business As ("DBA") name for non-advisory activities conducted via Beacon Ridge Advisors LLC; Owner; Engagement of service providers for research; Approx. 5% of time during the month. 2) Moth Real Estate Investment LLC: Same address; Real estate; Managing Member; Oversight of operations, management and growth of business; Less than 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-09-22 |
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