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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-11-12 |
Branch Locations
100 Federal St, Boston, MA 02110 • United States
1 Financial Plz, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Boston | MA | 10/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2009 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: DENIS D HAMBOYAN 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: WAKEFIELD, MASSACHUSETTS 1880 5.NATURE OF BUSINESS: FAMILY BUSINESS, 7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 7/1/2013 9.NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: OWNER/PUCHASER OF MY MOTHER'S THREE-FAMILY RESIDENTIAL RENTAL PROPERTY. DAY TO DAY MANAGEMENT WILL BE CONTRACTED OUT TO MY YOUNGEST SISTER, WHO'S BEEN TAKING CARE OF MY MOTHER'S HOUSE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-23 |
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