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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-13
MD RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2016-04-13
  • MD RA
    APPROVED
    Since 2011-01-03

Branch Locations

6 Montgomery Village Ave Ste 640, Gaithersburg, MD 20879 • United States

Clarksburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bethesda MD 08/2005 03/2020
Ameriprise Financial Services, Llc Gaithersburg MD 03/2020 Present
Other Businesses

Real Estate Ownership; Condo; Ocean City, , Ocean City, MD, 21842; Investment-Related; 06/04/2021 / TownHouse; Gaithersburg, , Gaithersburg, MD, 20886; Investment-Related; 05/01/2020 / Single Family; 242 Parkbluff Circle, , , Ponte Verda, FL, 32081-0960; Investment-Related; 05/30/2025. Business Ownership; LLL II; Owner; Manage Ameriprise Business; 23004 Turtle Rock Terrace, , Clarksburg, MD, 20871; Investment-Related; 01/06/2017; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-26
  • S66 Uniform Combined State Law Examination
    2004-10-26
Other Names
  • Leonard L Lupica
  • Leonard Louis Lupica

View on SEC IAPD

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