Lan Huong Nguyen

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-05-02

TX RA
APPROVED

Since 2017-05-02

Branch Locations

19704 Northwest Fwy, Houston, TX 77065 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Houston	TX	06/2007	Present
Wells Fargo Clearing Services, Llc	Houston	TX	11/2016	Present

06/2007 → Present

Wells Fargo Bank, N.A.

Houston, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Houston, TX

Other Businesses

CYFAIRSOFT CORPORATION, NOT INV RELATED, HOUSTON, TX, 100% OWNERSHIP WITH SPOUSE, START 8/31/2007, 40 HOURS PER WEEK, ZERO DURING TRADING, ONLINE GAMING PLATFORM.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-05-02
S63	Uniform Securities Agent State Law Examination	2017-03-29

S65 Uniform Investment Adviser Law Examination

2017-05-02
S63 Uniform Securities Agent State Law Examination

2017-03-29

View on SEC IAPD