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One East Pratt Street Fifth Floor - East, Baltimore, MD 21202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Capital Advisors, Llc | Philadelphia | PA | 12/2015 | 02/2020 |
| Pnc Funds Distributor, Llc | Philadelphia | PA | 01/2016 | 02/2020 |
| Pnc Capital Markets, Llc | Pittsburgh | PA | 02/2020 | Present |
| Pnc Bank | Pittsburgh | PA | 02/2020 | Present |
1. DUNWOODY VILLAGE, NEWTON SQUARE, PA, NON-INVESTMENT RELATED-CONTINUING CARE COMMUNITY, START DATE 6/26/2018, TRUSTEE, BOARD MEMBER FOR NON-PROFIT CONTINUING CARE RETIREMENT COMMUNITY IN PHILADELPHIA SUBURB OF NEWTON SQUARE, 2 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS; 2. Treasurer/Assistant Treasurer for Lower Merion Little League; a Non-Profit; an educational organization providing a supervised program of competitive and baseball games.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 2011-06-22 |
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