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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2017-09-21 |
Branch Locations
1 East Basin Road, New Castle, DE 19720 • United States
84 University Plaza, Route 273, Newark, DE 19702 • United States
460 West Main Street, Middletown, DE 19709 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Narberth | PA | 03/2016 | 09/2016 |
| Citizens Securities, Inc. | Narberth | PA | 03/2016 | 09/2016 |
| Wells Fargo Bank, Na | Middletown | DE | 09/2016 | 09/2017 |
| Wells Fargo Advisors, Llc | Middletown | DE | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Middletown | DE | 11/2016 | 09/2017 |
| Pnc Investments | Pittsburgh | PA | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-15 |
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