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Gwyneth Eileen Godbout

LPl Financial LLC

Franklin, WI

CRD 4837865

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-02-27
  • WI RA
    APPROVED
    Since 2024-02-27

Branch Locations

Franklin, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Franklin WI 01/2023 Present
Unemployed Franklin WI 03/2021 01/2023
Bmo Harris Financial Advisors Inc Milwaukee WI 09/2004 03/2021
  • 01/2023 → Present
    Lpl Financial Llc
    Franklin, WI
  • 03/2021 → 01/2023
    Unemployed
    Franklin, WI
  • 09/2004 → 03/2021
    Bmo Harris Financial Advisors Inc
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-26
S63 Uniform Securities Agent State Law Examination 2004-10-28
  • S65 Uniform Investment Adviser Law Examination
    2024-02-26
  • S63 Uniform Securities Agent State Law Examination
    2004-10-28
Other Names
  • Gwyneth Eileen Pilak

View on SEC IAPD

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