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Otto Arias

Edward Jones

Holmdel, NJ

CRD 4837839

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-12
NJ RA APPROVED 2020-01-22
  • TX RA
    APPROVED
    Since 2021-04-12
  • NJ RA
    APPROVED
    Since 2020-01-22

Branch Locations

101 Crawfords Corner Road Suite 1326, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Bank Of New York Mellon New York NY 07/1993 01/2019
Bny Mellon Capital Markets, Llc New York NY 02/2010 01/2019
Unemployed N/A NJ 01/2019 01/2020
Edward Jones St. Louis MO 01/2020 Present
  • 07/1993 → 01/2019
    The Bank Of New York Mellon
    New York, NY
  • 02/2010 → 01/2019
    Bny Mellon Capital Markets, Llc
    New York, NY
  • 01/2019 → 01/2020
    Unemployed
    N/A, NJ
  • 01/2020 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-15
S63 Uniform Securities Agent State Law Examination 2004-10-13
  • S66 Uniform Combined State Law Examination
    2019-11-15
  • S63 Uniform Securities Agent State Law Examination
    2004-10-13
Other Names
  • Otto Arias
  • Otto Arias

View on SEC IAPD

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