Laurie Anne Anderson

Stifel, Nicolaus & Company, Incorporated

CRD 4837828

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-18
WI	RA	APPROVED	2016-10-31

TX RA
APPROVED_RES

Since 2019-04-18
WI RA
APPROVED

Since 2016-10-31

Branch Locations

2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Buttonwood Partners	Madison	WI	03/2004	10/2016
Rml Anderson Group Llc	Madison	WI	06/2016	10/2016
Stifel Nicolaus & Co Inc	Madison	WI	10/2016	Present

03/2004 → 10/2016

Buttonwood Partners

Madison, WI
06/2016 → 10/2016

Rml Anderson Group Llc

Madison, WI
10/2016 → Present

Stifel Nicolaus & Co Inc

Madison, WI

Previous Registrations

2016-07-06 → 2016-12-20

Rml Anderson Group, Llc

Madison, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-18
S63	Uniform Securities Agent State Law Examination	2004-08-17

S65 Uniform Investment Adviser Law Examination

2016-06-18
S63 Uniform Securities Agent State Law Examination

2004-08-17

View on SEC IAPD

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