Gabriella Alana Richard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 07/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2012 → 07/2019
  Blue Water Wealth
  Portland, OR
• 08/2019 → Present
  Lpl Financial, Llc
  Portland, OR

Previous Registrations

• 2012-08-07 → 2019-06-21
  Blue Water Wealth
  Portland, OR
  Seattle, WA
  Portland, OR

Other Businesses

1) 02/2018 - FARM - PORKLAND FARMS - 3% - NOT INVESTMENT RELATED - PORTLAND, OR 97231 2) 2013 - REAL ESTATE RENTAL - 1922 143RD AVE UNIT 45 PORTLAND, OR 97229 - 5% - INVESTMENT RELATED - PORTLAND, OR 97229 3) 4/17/2020 - Investment Solutions at Providence Federal Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/09/2020 - 40 Hours Per Month/20 Hours During Securities Trading. 4) 08/03/2022 - Forest Park Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/29/2022 - 160 Hours Per Month/80 Hours During Securities Trading. 5) 10/13/2023 - NW Equine Investment Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 20 Hours Per Month/ 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-09-27

Other Names

• Gabriella Cox
• Gabriella Alana Cox