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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-04-06 |
Branch Locations
110 N Turkeyfoot Ave, Malinta, OH 43535 • United States
1416 N. Scott St, Napoleon, OH 43545 • United States
122 E Washington St, Napoleon, OH 43545 • United States
115 East St, Liberty Center, OH 43532 • United States
118 Railway Ave, Holgate, OH 43527 • United States
124 E Court St, Bowling Green, OH 43402 • United States
24 E. Main St, Berlin Heights, OH 44814 • United States
36 E Seminary St, Norwalk, OH 44857 • United States
156 Mansfield Ave, Shelby, OH 44875 • United States
15 E Walton St, Willard, OH 44890 • United States
200 N Gamble St, Shelby, OH 44875 • United States
13 Main St, Greenwich, OH 44837 • United States
49 Sandusky St, Plymouth, OH 44865 • United States
24 E Main St, Berlin Heights, OH 44814 • United States
185 Se Catawba Rd, Port Clinton, OH 43452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Croghan Colonial Bank | Fremont | OH | 02/2014 | 07/2019 |
| Unemployed | Castralia | OH | 07/2019 | 10/2019 |
| Western Southern Life | Elyria | OH | 10/2019 | 04/2020 |
| W&S Brokerage Services | Cincinnati | OH | 10/2019 | 02/2020 |
| Lpl Financial Llc | Norwalk | OH | 04/2020 | Present |
1. 5/14/2020 - Civista Bank - DBA: Civista Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/06/2020 - 160 Hours Per Month/120 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-28 |
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