Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-29
NJ RA APPROVED 2023-06-29
  • NV RA
    APPROVED
    Since 2023-06-29
  • NJ RA
    APPROVED
    Since 2023-06-29

Branch Locations

Henderson, NV • United States

Two Ethel Rd Durham Ctr 201A, Edison, NJ 08817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. NAME OF OTHER BUSINESS: MALECKI FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA START DATE: 01/02/13 POSITION/TITLE/RELATIONSHIP: OSJ BRANCH MANAGER APX NUMBER OF HOURS PER WEEK: 40 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: N/A BRIEF DESCRIPTION OF DUTIES: MONITOR AND SUPERVISE REGISTERED REPRESENTATIVES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE & FIXED ANNUITIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-01
S63 Uniform Securities Agent State Law Examination 2007-07-03
  • S66 Uniform Combined State Law Examination
    2013-04-01
  • S63 Uniform Securities Agent State Law Examination
    2007-07-03

View on SEC IAPD

More in Henderson, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor