Clint Kelly Anderson

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2020-12-07

SC RA
APPROVED

Since 2020-12-07

Branch Locations

Greer, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Greer	SC	07/2008	Present
Principal Securities Inc	Greer	SC	07/2008	Present
Principal Asset Management	Greer	SC	10/2018	Present

07/2008 → Present

Principal Funds Distributor, Inc.

Greer, SC
07/2008 → Present

Principal Securities Inc

Greer, SC
10/2018 → Present

Principal Asset Management

Greer, SC

Previous Registrations

2006-10-17 → 2008-07-08

Bancwest Investment Services, Inc.

Sacramento, CA

Sacrmento, CA
2005-01-07 → 2005-05-10

Equitable Advisors, Llc

Gold River, CA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Owner - Clint Anderson Art, Greer, SC. Compensation related to sales. Not investment related. 2 hours/week, 0 during trading. Effective 12/01/2025.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-04

S66 Uniform Combined State Law Examination

2004-10-04

View on SEC IAPD