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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-01
  • CA RA
    APPROVED
    Since 2025-12-01

Branch Locations

15233 Ventura Blvd 5Th Floor, Sherman Oaks, CA 91403 • United States

Lake Forest, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loan Depot Irvine CA 07/2021 04/2022
Self-Employed Lake Forest CA 01/2015 10/2025
Transamerica Financial Advisor, Llc Buena Park CA 09/2025 10/2025
Wfgia Buena Park CA 07/2025 10/2025
Tiaa Sherman Oaks CA 10/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Sherman Oaks CA 10/2025 Present
Self-Employed Lake Forest CA 05/2022 Present
Self-Employed Lake Forest CA 09/2022 Present
Self-Employed Lake Forest CA 09/2022 10/2025
  • 07/2021 → 04/2022
    Loan Depot
    Irvine, CA
  • 01/2015 → 10/2025
    Self-Employed
    Lake Forest, CA
  • 09/2025 → 10/2025
    Transamerica Financial Advisor, Llc
    Buena Park, CA
  • 07/2025 → 10/2025
    Wfgia
    Buena Park, CA
  • 10/2025 → Present
    Tiaa
    Sherman Oaks, CA
  • 10/2025 → Present
    Sherman Oaks, CA
  • 05/2022 → Present
    Self-Employed
    Lake Forest, CA
  • 09/2022 → Present
    Self-Employed
    Lake Forest, CA
  • 09/2022 → 10/2025
    Self-Employed
    Lake Forest, CA
Previous Registrations
Other Businesses

(1) MIRPUR INC. (RE BROKER) POSITION: Real Estate Broker NATURE: I am a licensed Real Estate Broker with the State of California. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: Home Address, Lake Forest CA 92630, United States DESCRIPTION: I hold an active license for market research purposes and occasionally list/buy for myself/family/friends on an unsolicited basis. (2) Name: Mirpur (GC-B RMO) Position: GC-B RMO Nature: I am self-employed licensed general building contractor with the California State License Board (CSLB). Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 05/01/2022 Address: Home Address, Lake Forest CA 92630, United States Description: Home remodeling and design services. Consulting services to GC-Bs to ensure they comply with CSLB business and trade standards.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-06
S63 Uniform Securities Agent State Law Examination 2004-10-21
  • S66 Uniform Combined State Law Examination
    2025-02-06
  • S63 Uniform Securities Agent State Law Examination
    2004-10-21

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