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2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-23 |
| DE | RA | APPROVED | 2021-01-07 |
| NJ | RA | APPROVED | 2020-11-04 |
Branch Locations
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
2975 Westchester Ave Suite 204, Purchase, NY 10577 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 09/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2020 |
| Lpl Financial, Llc | Purchase | NY | 09/2020 | Present |
| Gladstone Wealth Partners | Purchase | NY | 09/2020 | Present |
| Morgan Stanley | New York | NY | 01/2009 | 07/2020 |
1. 9/8/2020 - Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/28/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/22/2020 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 08/28/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gladstone Wealth Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/12/2021 - Altin Tirana LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Managing Partner - Started 09/21/2021 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-01 |
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