Tony A Montini

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-02-25
ME	RA	APPROVED	2026-02-24
IA	RA	APPROVED	2025-09-17
AL	RA	APPROVED	2024-04-23
VT	RA	APPROVED	2024-01-03
NH	RA	APPROVED	2023-05-18
CA	RA	APPROVED	2022-12-16
NE	RA	APPROVED	2022-11-08
WI	RA	APPROVED	2022-08-09
AR	RA	APPROVED	2022-06-22
OR	RA	APPROVED	2022-02-24
KY	RA	APPROVED	2022-02-21
TX	RA	APPROVED_RES	2022-02-16
MT	RA	APPROVED	2022-02-09
UT	RA	APPROVED	2021-12-09
IL	RA	APPROVED	2021-11-09
IN	RA	APPROVED	2021-11-01
CT	RA	APPROVED	2021-09-24
FL	RA	APPROVED	2021-05-05
NY	RA	APPROVED	2021-04-16
MA	RA	APPROVED	2020-03-23
CO	RA	APPROVED	2020-02-28
DC	RA	APPROVED	2020-02-24
VA	RA	APPROVED	2020-02-20
MD	RA	APPROVED	2019-02-22
PA	RA	APPROVED	2019-02-14
OH	RA	APPROVED	2017-04-21
NJ	RA	APPROVED	2012-03-01
SC	RA	APPROVED	2012-03-01
GA	RA	APPROVED	2012-02-29
NC	RA	APPROVED	2012-02-28

MI RA
APPROVED

Since 2026-02-25
ME RA
APPROVED

Since 2026-02-24
IA RA
APPROVED

Since 2025-09-17
AL RA
APPROVED

Since 2024-04-23
VT RA
APPROVED

Since 2024-01-03
NH RA
APPROVED

Since 2023-05-18
CA RA
APPROVED

Since 2022-12-16
NE RA
APPROVED

Since 2022-11-08
WI RA
APPROVED

Since 2022-08-09
AR RA
APPROVED

Since 2022-06-22
OR RA
APPROVED

Since 2022-02-24
KY RA
APPROVED

Since 2022-02-21
TX RA
APPROVED_RES

Since 2022-02-16
MT RA
APPROVED

Since 2022-02-09
UT RA
APPROVED

Since 2021-12-09
IL RA
APPROVED

Since 2021-11-09
IN RA
APPROVED

Since 2021-11-01
CT RA
APPROVED

Since 2021-09-24
FL RA
APPROVED

Since 2021-05-05
NY RA
APPROVED

Since 2021-04-16
MA RA
APPROVED

Since 2020-03-23
CO RA
APPROVED

Since 2020-02-28
DC RA
APPROVED

Since 2020-02-24
VA RA
APPROVED

Since 2020-02-20
MD RA
APPROVED

Since 2019-02-22
PA RA
APPROVED

Since 2019-02-14
OH RA
APPROVED

Since 2017-04-21
NJ RA
APPROVED

Since 2012-03-01
SC RA
APPROVED

Since 2012-03-01
GA RA
APPROVED

Since 2012-02-29
NC RA
APPROVED

Since 2012-02-28

Branch Locations

Fort Mill, SC • United States

6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Charlotte	NC	09/2011	Present
Park Avenue Securities	Charlotte	NC	02/2012	Present
Guardian Life Insurance Company	Fort Mill	SC	10/2025	Present
Park Avenue Securities	Fort Mill	SC	10/2025	Present

09/2011 → Present

Guardian Life Insurance Company

Charlotte, NC
02/2012 → Present

Park Avenue Securities

Charlotte, NC
10/2025 → Present

Guardian Life Insurance Company

Fort Mill, SC
10/2025 → Present

Park Avenue Securities

Fort Mill, SC

Previous Registrations

2010-03-17 → 2012-01-31

Mml Investors Services, Llc

Charlotte, NC
2009-04-07 → 2010-02-04

Ameriprise Financial Services, Llc

Charlotte, NC
2006-09-26 → 2009-04-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
2005-08-30 → 2006-06-07

Morgan Stanley Dw Inc.

Charlotte, NC

Other Businesses

1) Insurance sales-licensed with multiple insurance carriers for competitive underwriting. Start: 02/01/2010 Address: 6115 Park South Drive, Suite 200 Charlotte NC 28210 40 total hours per month 40 during securities trading hours Investment related Less than 10% annual compensation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-23
S63	Uniform Securities Agent State Law Examination	2004-08-13

S65 Uniform Investment Adviser Law Examination

2005-08-23
S63 Uniform Securities Agent State Law Examination

2004-08-13

Other Names

Anthony Andrew Montini
Tony Montini

View on SEC IAPD