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The John Hand Building 2000 Morris Avenue, Suite 1300, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-01-20 |
| TN | RA | APPROVED | 2020-06-24 |
Branch Locations
515 Church Street Post Office Box 703, Franklin, TN 37065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capwealth Advisors, Llc | Franklin | TN | 04/2014 | 04/2020 |
| Capwealth Investment Services, Llc | Franklin | TN | 04/2014 | 04/2020 |
| Arlington Partners, Llc | Franklin | TN | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-21 |
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