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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-14 |
| TX | RA | APPROVED_RES | 2023-06-13 |
| PA | RA | APPROVED | 2023-06-12 |
| NJ | RA | APPROVED | 2023-06-09 |
| CA | RA | APPROVED | 2017-05-19 |
Branch Locations
555 California Street, San Francisco, CA 94104 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 02/2017 | Present |
| Unemployed, Maternity Break | Glen Mills | PA | 10/2015 | 02/2017 |
1. 9534 Rutland St LLC, Dearborn Michigan United States48124, Company, Hold Real Estate, Officer, maintain real estate investments, start date-10/14/2024. 2. 8600 Field St LLC, Hold real estate, Officer, maintain real estate investments, start date-10/2/2024, dearborn michigan United States-48124. 3. 7344 Westwood St LLC, Hold Real Estate, Officer, maintain real estate investments, start date-10/23/2024, DearbornMichigan United States-48124. 4. 7838 Clayburn St LLC, Hold Real Estate, Officer, start date-maintain real estate investments, start date-10/23/2024, DearbornMichigan United States48124 5)MOSA26 LLC, michigan United States , Real Estate , Hold real estate , Officer , maintain real estate investments , Start date 5/7/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-18 |
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