Brian Edward Mcguinness

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 06/2020
  Axa Advisors, Llc,
  New York, NY
• 05/2017 → 01/2024
  Cmg Financial Planning Ltd.
  New York, NY
• 08/2006 → 01/2024
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Hightower Advisors, Llc
  Lanesborough, MA

Previous Registrations

• 2007-06-14 → 2024-01-05
  Equitable Advisors, Llc
  New York, NY
  New York, NY
• 2005-10-19 → 2006-06-05
  Morgan Stanley Dw Inc.
  Boston, MA
  Boston, MA

Other Businesses

1. Bloodhound Intelligence; Investment Related - No; Westport, CT; Investor/Advisor; 4 hours per month with 0 hours during securities trading hours; I am an investor and advisor to a company that incubates consumer data analytics products primarily focused in travel and location. I am not employed by the company. 2. Sole Proprietor; Investment Related - No; New York, NY; Property Owner; 06/2024; 0 hours per month with 0 hours during securities trading hours; Own an apartment in NYC that is rented out. 3. Sole Proprietor; Investment Related - No; Lanesborough, MA; Owner; 0 hours per month with 0 hours during securities trading hours; Single rental property owner. 4. Coronado Records; Investment Related - No; Lanesborough, MA; Organizer/owner; 10 hours per month with 0 hours during securities trading hours; Recording and producing music with friends. 5. Felix BPM; Investment Related - No; Lanesborough, MA; Inventor/Operator; 10 hours per month with 0 hours during securities trading hours; This is a music technology company that the primary functions are to register the BPM Tempo as well as the dBA sound levels of sound/music in a room or studio.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-25

Other Names

• Brian Mcguiness