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Emily Lau

Ubs Financial Services Inc.

Bronx, NY

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-11
NJ RA APPROVED 2008-12-17
  • NY RA
    APPROVED
    Since 2025-09-11
  • NJ RA
    APPROVED
    Since 2008-12-17

Branch Locations

Bronx, NY • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Services Usa Llc Weehawken NJ 07/2004 Present
  • 07/2004 → Present
    Ubs Services Usa Llc
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-16
  • S66 Uniform Combined State Law Examination
    2008-12-16

View on SEC IAPD

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