Thomas Jason Knight

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2023-08-14

AR RA
APPROVED

Since 2023-08-14

Branch Locations

Little Rock, AR • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	11/2016	05/2017
Kernodle & Katon Asset Management	Searcy	AR	11/2016	05/2017
Sowell Management Services	North Little Rock	AR	06/2017	08/2023
Veritas Independent Partners	Conway	AR	10/2018	08/2023
Mutual Securities, Inc.	Camarillo	CA	08/2023	Present
Mutual Advisors, Llc.	Omaha	NE	08/2023	Present

11/2016 → 05/2017

Purshe Kaplan Sterling Investments

Albany, NY
11/2016 → 05/2017

Kernodle & Katon Asset Management

Searcy, AR
06/2017 → 08/2023

Sowell Management Services

North Little Rock, AR
10/2018 → 08/2023

Veritas Independent Partners

Conway, AR
08/2023 → Present

Mutual Securities, Inc.

Camarillo, CA
08/2023 → Present

Mutual Advisors, Llc.

Omaha, NE

Previous Registrations

2017-06-14 → 2023-08-02

Sowell Management

North Little Rock, AR
2017-01-13 → 2017-06-01

Kernodle & Katon Tax And Asset Management Group

Searcy, AR
2015-07-06 → 2016-08-19

Ameriprise Financial Services, Llc

Little Rock, AR
2012-10-25 → 2015-06-05

Kestra Investment Services, Llc

Little Rock, AR
2005-05-02 → 2012-10-23

Kestra Investment Services, Llc

Austin, TX

Austin, TX

Other Businesses

1. SoMa Cleaners, LLC., Start Date: 07/12/2018, 1218 Center St., LLC, Dry Cleaning pick up and delivery, Owner and CEO, My role is the manage and over see that company, I have two other employees who work in it, I work mostly in the evenings and weekends, I do not work during trading hours, Not Investment Related, 10 Hours per month, 0 Hours per day during trading hours. 2. Independent Insurance Agent - Fixed Insurance License, Start Date: 04/01/2012, 1218 Center St., Sole Proprietor, Insurance Agent, I want to maintain my Arkansas Insurance License, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-29

S66 Uniform Combined State Law Examination

2005-04-29

Designations

Certified Financial Planner

View on SEC IAPD