Joshua David Brakel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Beaverton, OR
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Portland, OR

Previous Registrations

• 2005-08-25 → 2011-07-30
  Phillips & Company
  Portland, OR
  Portland, OR

Other Businesses

Real Estate Ownership; Commercial; 46914 highway 101, , Bandon, OR, 97411; Not Investment-Related; 09/05/2026. Business Ownership; Moto Life inc.; contract negotiations, operating capital, business planning, etc. I will not be public facing. These were duties of the past but I am likely closing the business this year.; Apparel sales; No address at this time, , Sherwood, OR, 97140; Not Investment-Related; 02/15/2021; 10 to 19 hours per month; 0 during trading hours / The Permanence Group LLC; Co-owner; Manage Ameriprise Business; 8625 SW Cascade Ave Suite 104, , Beaverton , OR, 97008; Investment-Related; 12/10/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; The Permanence Group LLC; Employee; Manage advisory business; 8625 SW Cascade Ave Suite 104, , Beaverton , OR, 97008; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-08
• S63 Uniform Securities Agent State Law Examination
  2004-08-19