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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-01
  • TX RA
    APPROVED
    Since 2011-07-01

Branch Locations

735 Commercial St Ste 5000, Klamath Falls, OR 97601-6243 • United States

8625 Sw Cascade Ave Ste 104, Beaverton, OR 97008 • United States

Sherwood, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beaverton OR 07/2011 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Previous Registrations
  • 2005-08-25 → 2011-07-30
    Phillips & Company
    Portland, OR
    Portland, OR
Other Businesses

Real Estate Ownership; Commercial; 46914 highway 101, , Bandon, OR, 97411; Not Investment-Related; 09/05/2026. Business Ownership; Moto Life inc.; contract negotiations, operating capital, business planning, etc. I will not be public facing. These were duties of the past but I am likely closing the business this year.; Apparel sales; No address at this time, , Sherwood, OR, 97140; Not Investment-Related; 02/15/2021; 10 to 19 hours per month; 0 during trading hours / The Permanence Group LLC; Co-owner; Manage Ameriprise Business; 8625 SW Cascade Ave Suite 104, , Beaverton , OR, 97008; Investment-Related; 12/10/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; The Permanence Group LLC; Employee; Manage advisory business; 8625 SW Cascade Ave Suite 104, , Beaverton , OR, 97008; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-08
S63 Uniform Securities Agent State Law Examination 2004-08-19
  • S66 Uniform Combined State Law Examination
    2005-08-08
  • S63 Uniform Securities Agent State Law Examination
    2004-08-19

View on SEC IAPD

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