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24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Houston | TX | 03/2012 | 03/2017 |
| Lpl Financial, Llc | Houston | TX | 03/2017 | Present |
| Sovereign Wealth Advisors, Llc | Houston | TX | 03/2017 | Present |
1. 03/17/2017 - SOVEREIGN WEALTH ADVISORS LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ HOUSTON, TX 2) 06/15/2017-Sovereign Wealth Advisors, LLC-investment related- At reported business location(s)-Registered Investment Advisor Hybrid-start 03/06/2017- Hours per month 160/ Hours during trading 40- Time spent percent 100%-I provide investment advisory services through Sovereign Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/22/2021 - Theobald Property Development LLC - Investment Related - 23021 Volga Dr, Porter, Tx 77365 - Real Estate Rental - Start Date: 07/16/2021 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-05 |
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