Walter Aristides Magana

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-12-03

TX RA
APPROVED

Since 2012-12-03

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Princor Financial Services Corporation	Austin	TX	11/2012	Present

11/2012 → Present

Princor Financial Services Corporation

Austin, TX

Previous Registrations

2010-12-08 → 2012-06-28

Valic Financial Advisors, Inc.

Austin, TX

Houston, TX

Other Businesses

Fixed Life, Annuities, LTC, DI, Health, Med supplements, Group Ins

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-07

S66 Uniform Combined State Law Examination

2010-12-07

Other Names

Walter Magana

View on SEC IAPD