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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-28
  • CA RA
    APPROVED
    Since 2022-10-28

Branch Locations

420 South Palm Canyon Drive, Palm Springs, CA 92262 • United States

81020 Highway 111, Indio, CA 92201 • United States

72625 Highway 111, Palm Desert, CA 92260 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Indian Wells CA 11/2013 01/2019
Pruco Securities, Llc. El Segundo CA 06/2019 02/2021
The Prudential Insurance Co. Of America El Segundo CA 06/2019 02/2021
Unemployed Palm Desert CA 02/2019 05/2019
Jp Morgan Chase Bank N.A. Palm Springs CA 02/2021 09/2022
Jp Morgan Securities Llc Palm Springs CA 02/2021 09/2022
Td Ameritrade Investment Managements, Llc Indian Wells CA 11/2013 01/2019
Pnc Investments Llc Palm Springs CA 09/2022 Present
  • 11/2013 → 01/2019
    Td Ameritrade
    Indian Wells, CA
  • 06/2019 → 02/2021
    El Segundo, CA
  • 06/2019 → 02/2021
    The Prudential Insurance Co. Of America
    El Segundo, CA
  • 02/2019 → 05/2019
    Unemployed
    Palm Desert, CA
  • 02/2021 → 09/2022
    Jp Morgan Chase Bank N.A.
    Palm Springs, CA
  • 02/2021 → 09/2022
    Palm Springs, CA
  • 11/2013 → 01/2019
    Td Ameritrade Investment Managements, Llc
    Indian Wells, CA
  • 09/2022 → Present
    Pnc Investments Llc
    Palm Springs, CA
Previous Registrations
  • 2021-04-06 → 2022-09-13
    Palm Springs, CA
  • 2019-06-07 → 2021-02-26
    El Segundo, CA
    Palm Desert, CA
  • 2013-12-04 → 2019-01-23
    Td Ameritrade, Inc.
    Indian Wells, CA
  • 2013-12-04 → 2019-01-23
    Td Ameritrade Investment Management, Llc
    Indian Wells, CA
  • 2009-06-23 → 2013-11-21
    Glendale, CA
  • 2008-05-29 → 2009-02-03
    Los Angeles, CA
    Irvine, CA
    Desert Hot Springs, CA
  • 2007-01-22 → 2008-04-14
    St Louis, MO
    La Quinta, CA
  • 2006-12-14 → 2007-01-24
    Waddell & Reed
    Riverside, CA
  • 2006-08-22 → 2006-10-27
    Wamu Investments, Inc.
    San Diego, CA
  • 2005-07-13 → 2006-05-12
    Banc Of America Investment Services, Inc.
    Palm Springs, CA
    Palm Springs, CA
  • 2004-12-02 → 2005-06-09
    Wells Fargo Investments, Llc
    Palm Springs, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
  • S66 Uniform Combined State Law Examination
    2004-12-01
Other Names
  • Scott J Bryant
  • Scott Bryant
  • Scott Joseph Bryant

View on SEC IAPD

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