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Scott Richard Ruppert

Cetera Investment Advisers LLC

Fishkill, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

60 Merrit Blvd Suite 201, Fishkill, NY 12524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Newburgh NY 07/2004 06/2019
Foresters Advisory Services Newburgh NY 05/2013 06/2019
Cetera Investment Advisers Llc Fishkill NY 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 07/2004 → 06/2019
    Foresters Financial
    Newburgh, NY
  • 05/2013 → 06/2019
    Foresters Advisory Services
    Newburgh, NY
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Fishkill, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-09-10
  • S63 Uniform Securities Agent State Law Examination
    2004-09-10

View on SEC IAPD

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DANIEL JAMES MURPHY
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CHARLES PROBART MEDLICOTT
ANDREW Charles MEDLICOTT
CALVIN EUGENE NELSON

Other Offices

MURPHY WEALTH MANAGEMENT GROUP · FISHKILL, NY
CETERA INVESTMENT ADVISERS LLC · FISHKILL, NY
CETERA INVESTMENT ADVISERS LLC · Fishkill, NY
J.P. MORGAN SECURITIES LLC · FISHKILL, NY
LPL FINANCIAL LLC · FISHKILL, NY
FSC WEALTH ADVISORS, LLC · FISHKILL, NY
KEY INVESTMENT SERVICES LLC · FISHKILL, NY
CIRCLE N ADVISORS, LLC · FISHKILL, NY

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