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Rocio F Mendez

Eagle Strategies LLC

New York, NY

CRD 4836521

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-04
  • NY RA
    APPROVED
    Since 2025-09-04

Branch Locations

One World Trade Center, 285 Fulton Street 39Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 09/2004 Present
Nylife Securities Llc New York NY 12/2004 Present
Eagle Strategies Llc New York NY 09/2025 Present
  • 09/2004 → Present
    New York Life Insurance Company
    New York, NY
  • 12/2004 → Present
    Nylife Securities Llc
    New York, NY
  • 09/2025 → Present
    Eagle Strategies Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-07-08
  • S63 Uniform Securities Agent State Law Examination
    2005-07-08
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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