Michael Joseph Stefani

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Florham Park, NJ
• 05/2011 → 06/2021
  Bank Of America, N.A.
  Florham Park, NJ
• 06/2021 → Present
  Raymond James Financial Services
  Basking Ridge, NJ
• 06/2021 → Present
  Raymond James Financial Services Advisors
  Basking Ridge, NJ

Previous Registrations

• 2010-07-16 → 2021-06-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 2009-06-01 → 2010-07-22
  Morgan Stanley
  Morristown, NJ
  Florham Park, NJ
• 2006-10-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

(1)Name of Business: Iron Ridge Wealth Management Group Address: 222 Mt. Airy Rd., Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/04/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-17
• S63 Uniform Securities Agent State Law Examination
  2004-09-20